Chicago Atlantic Advisers, LLC and its affiliates (“we,” “our,” or “us”) are providing this notice to comply with the requirements of Regulation S-P, issued by the United States Securities and Exchange Commission. This notice describes our policies and practices regarding the collection and disclosure  of nonpublic personal information (“NPI”) about our customers. 

This notice is for your information only and requires no action on your part. 

Information We Collect 

We collect NPI about you from various sources, including: 

• Information you provide in subscription agreements and other documents;
• Information obtained during discussions with you; and 
• Information generated in the course of providing services to you. 

NPI may include your name, address, social security number, tax identification number, account balances, transaction history, and other financial information. 

Information We Disclose 

In the normal course of serving our customers and effecting transactions for our pooled investment vehicles, we may disclose NPI to: 

• Service providers performing functions on our behalf, such as accountants, auditors, attorneys, fund administrators, and transfer agents; 
• Regulatory authorities and other parties as permitted or required by law. 

These parties are required to use the information only for the services they provide and as permitted by applicable law. In the normal course of our business, we do not disclose NPI to non-affiliated third  parties for marketing purposes. 

Opt-Out Rights 

Because we do not share your NPI with non-affiliated third parties except as permitted by law, no action or opt-out is required on your part. 

Protection of Information 

We maintain physical, electronic, and procedural safeguards that comply with federal standards to protect the confidentiality and security of your NPI. 

Former Customers 

We continue to protect the confidentiality of NPI about former customers in accordance with this policy.